Chase Moves Compliance Out of the GC's Office

, Corporate Counsel

   | 1 Comments

As JPMorgan Chase & Co. tries to straighten its wobbly ship through internal staff changes, it has opted to hire a new global head of compliance and have her report to top executives rather than to the general counsel.

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What's being said

  • MB

    I've worked in both environments. Unfortunately, the GC often has an incentive to quash compliance deficiencies identified by the compliance officer and to marginalize the compliance function because of fear of a perception (rightly or wrongly) that these deficiencies occurred on his/her watch. The role must be independent of the GC's office.

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