Under One Agile Umbrella Financial institutions are challenged to meet compliance obligations in a more cost-effective and agile way. Find out how to integrate your existing compliance programs under one unified umbrella.
Compliance and Conflicts of Interest Although every company is different from a culture and risk tolerance perspective, this White Paper contains a checklist for every corporate compliance function to follow.
Fiduciary Duties Overview Protect your company and its shareholders by educating directors with an overview of their fiduciary duties and the potential consequences, both personal and for the business.
Employee Termination Best Practices This resource addresses key issues for employers to consider when terminating an employee and best practices to minimize claims of wrongful discharge.
2016 Regulation Review and 2017 Preview As 2016 comes to an end, the financial services industry is facing an increasingly vigilant regulatory landscape. This white Paper examines the key trends to watch in the new year. Learn more now!